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Inroads to Software Quality: "How to" Guide and Toolkit

AUTHOR: Alka Jarvis
ISBN: 0132384035

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         Editorial Review

Inroads to Software Quality: "How to" Guide and Toolkit
- Book Review,
by Alka Jarvis


Book News, Inc.
Explains how software developers can apply Deming's chain approach to plan for quality from the very beginning and implement it throughout the entire course of development. The approach employs a Product Delivery Process that is self- correcting, marketing-driven, and customer oriented; and Behavioral Testing to replace the traditional functional testing and integrate ongoing evaluations into development. Includes a 3.5 disk for popular word processors in DOS, Windows, or Macintosh. -- Copyright © 1999 Book News, Inc., Portland, OR All rights reserved


The publisher, Prentice-Hall ECS Professional
A revolutionary new paradigm for software quality and process improvement. This book will help software organizations build in quality cost-effectively, starting before products are developed. It is a highly-readable, non-theoretical guide to software quality improvement. It includes 18 "filters" that software development managers can use to instill quality throughout the development process. It presents techniques that can lead to a dramatic reduction in expensive, time-consuming functional testing. Readers can also review all the leading process improvement tools. For managers responsible for quality processes, directors of R&D, development engineers, software testers and QA managers, process improvement engineers, business and engineering faculty, corporate trainers and ISO 9000 implementors.


From the Inside Flap
Welcome to Inroads to Software Quality. As we compiled this book, we recognized that there are several traditions associated with software quality. The old-fashioned methods of building software, with various attempts to "fix things up" after the fact. The new quality-oriented methods, as characterized by total quality management, ISO 9000, SEI CMM levels, and the Malcolm Baldrige National Quality Awards, among others. A new shift of paradigm which radically changes how software is built and delivered, which eliminates the need to perform traditional functional testing, in terms of unit testing, integration- and system-level functional testing, and regression testing. This is based on a well-defined, disciplined quality process. As you might expect, it is a controversial approach. It allows more time for performing behavioral testing. Normally, testing experts refer to functional testing as being the same thing as black box testing, and often, these are referred to as behavioral testing. We will use behavioral testing to relate to how a software system performs, rather than what it does. The product delivery process which implements this paradigm is based on market-driven product development, using filters to build quality into deliverables, and designing quality into software products at the outset. The process is based on constant feedback and continuous process improvement. Most companies are attempting to move from the first approach to the second. Almost all quality initiatives are based on the second approach, so we will present that approach as the basic method for improving the quality of products. In addition, we will present a preliminary view of the new paradigm and show why it works and what a tremendous positive impact it can have on software quality-and on cost and schedule. Although software development and testing concepts can quickly become very complex, we attempt to keep this book as an easy-to-follow training guide that offers traditional quality assurance activities and core elements of testing required to improve the quality of the products. In addition, we will provide new definitions of software quality and show techniques for achieving a higher level of quality than has been previously possible for most companies. In order to keep these techniques simple, some of them may appear dated; others may have different names and definitions from the standard. We will try to state the pro's and con's of each of these and provide ref- erences to sources of the various approaches. A lot of what we present will be in the spirit of the quality concepts of W. Edwards Deming as described by Hahn (1995). You may be surprised to find that when these concepts are actually laid alongside the traditional software quality practices, they become very controversial. They have a major impact on the con- cepts of inspections, application of statistical quality control, inferential statis- tics as opposed to analytical statistics (case studies), software development strategies, life cycle models, software delivery systems, and testing. There is a temptation to take each of the traditional and new testing tech- niques and critique them in terms of our new paradigm, but that would go beyond the purpose of this book. This book is mainly about quality and quality processes and not about testing. Many of the testing concepts summarized in this book are considered to be dated. Newer concepts, such as those found in Beizer (1991, 1995), come from the current refereed literature. Unfortunately, they are also based on the fact that the code must be taken as it has been programmed and tested in that state. Our approach shows that much of what the new test techniques test for can be designed out. Many of the new techniques do not test against interface stan- dards such as Microsoft® Windows®, etc. Nor do they test for problems related to event-driven environments. With good design, it is possible to make an entire software system deterministic rather than stochastic. This makes it possible to predict and create whatever condition you want to examine. Because of the extreme importance of management commitment and disci- pline within the framework of the new paradigm, the book will outline the importance of managing software development and provide a strategy for doing so. Apart from this, there will be no general discussions of personnel manage- ment, statistical quality control, or the concepts of code complexity or estimation. We will present a software development strategy which provides the basis for the new software development paradigm. The book will present information in layers. Rather than trying to cover all aspects of a topic in one place, the book presents information in small, nonintim- idating chapters. In addition, there is a chapter on the relationship among total quality management and our concepts of software quality, managing risks, and the use of the new paradigm to increase quality. The most important aspect of this book is that each chapter contains detailed instructions on how to conduct some of the activities discussed and each chapter can be read independently. This calls for some duplication of terms and ideas throughout the book. An introductory chapter on the techniques for process assurance is followed by a chapter on product assurance, techniques for product assurance, and plan- ning and organization. Chapters 3 through 6 cover software quality assurance, software quality standards, an overview of test cycles, and test planning. Chap- ter 6 gives details on how to develop a test plan and test cases. Samples, outlines, and templates for a test plan and a test case are included. The two chapters that follow discuss software quality assurance reviews and basic concepts of software measurement. Chapter 7 outlines objectives, techniques, and guidelines for con- ducting successful quality assurance reviews. Chapter 8 focuses on how to start a measurement program, important issues, and some of the most commonly used engineering measures in the software. Chapter 9 presents a seven-step process improvement road map, with details on activities to be performed and other con- siderations. Chapter 10 discusses standards and evaluation of the software development process in the context of ISO 9000-3 and SEI maturity model. The final chapter addresses the process of achieving total quality management and how to minimize the risks involved in developing quality products. The Appendix provides various checklists that can be used in their present format or customized, depending on your needs and the size of your project. If these checklists are enhanced by defining the "quality" and "accuracy" required for each item, then these checklists become filters. The Appendix also includes a description of some front-end filters and an example of the Configuration Control Board Impact Assessment document, which can be extremely useful in helping manage change. The accompanying DOS-format diskette duplicates the content of the Appendix for use on your Mac or PC in three word-processing programs: WordPerfect® 5.1 for Windows, Microsoft Word® 5.1 for Macintosh®, and Microsoft Word 2.0 for Windows. The files are separated in two portions: "Templates/Checklists" and "Descriptions of Front-End Filters for Product Deliv- ery Process." The WordPerfect files have the extension .wp, the Microsoft Word for Windows files have the extension .msw, and the Word for Mac files have the extension .mac. Inroads to Software Quality is based on our experience over many years and the input of a large number of individuals and organizations. We therefore have not attempted to tie all the concepts back to a particular person or refer- ence. Where we think you might benefit from additional reading, we have pro- vided references. In summary, this book is intended to appeal to a broad range of readers, including: individuals with little computer background wanting to begin a quality assurance program those with testing backgrounds who want advice as to how to implement an effective testing program testing personnel who wish a quick overview of the testing field programmers who want to improve the quality of their code software developers and architects who want to improve the quality of their software architectures and designs software managers who wish to install a measurement program to help them evaluate their quality processes high-level managers, middle-level managers, and software managers who wish to implement an effective quality program wherein quality is defined from a marketability point of view and is designed in at the start There should be no need for prerequisites to be able to read this book. But the reader should have an orientation or context based on


From the Back Cover
Build in the Quality—Right from the Start! Traditionally, software developers have not concerned themselves with quality issues until products were at the end of their coding cycles. Now, by applying Dr. W. Edwards Deming's chain approach, developers can plan for quality from the very beginning and implement it throughout the entire course of development. The methods presented in Inroads to Software Quality will put you on the road to quality certification under: ISO 9000 Six Sigma SEI CMM levels 1Ð5 The Malcolm Baldrige National Quality Awards The Product Delivery Process that lies at the heart of Inroads to Software Quality is self-correcting, market-driven, and customer-oriented. By focusing on Behavioral Testing—in place of traditional functional testing—you can make ongoing evaluation part of the cycle of continuous quality. Inroads to Software Quality presents approximately 18 quality filters that provide timely and efficient feedback during all phases of development. You will learn how to adapt these filters to your own organization and products with a minimum of waste and rework. The flexibility of this approach allows it to be phased in gradually, without immediately dismantling your organization's existing structure. The key themes of Process Assurance and Product Assurance underlie every aspect of the book. Individual sections offer thorough coverage of test planning and cycles; outsourcing; quality assurance standards, metrics, and reviews; and the standards and evaluation methods of the most popular quality assurance certifications. The book's Process Improvement Roadmap explains the seven crucial steps for process improvement and presents a detailed plan for implementing them. Dozens of checklists and templates help you put the material to work right away. The accompanying diskette provides these checklists and a description of the major filters. It includes the configuration board impact assessment filter, criteria for code audits, the code audit filter, and much more! Best of all, the authors present their concepts in a simple, user-friendly style. No statistics, no equations, just practical step-by-step explanations to help you make software development both more efficient and more responsive to user needs. (include DISKETTE LOGO on cover)


Excerpt. © Reprinted by permission. All rights reserved.
Welcome to Inroads to Software Quality. As we compiled this book, we recognized that there are several traditions associated with software quality. The old-fashioned methods of building software, with various attempts to "fix things up" after the fact. The new quality-oriented methods, as characterized by total quality management, ISO 9000, SEI CMM levels, and the Malcolm Baldrige National Quality Awards, among others. A new shift of paradigm which radically changes how software is built and delivered, which eliminates the need to perform traditional functional testing, in terms of unit testing, integration- and system-level functional testing, and regression testing. This is based on a well-defined, disciplined quality process. As you might expect, it is a controversial approach. It allows more time for performing behavioral testing. Normally, testing experts refer to functional testing as being the same thing as black box testing, and often, these are referred to as behavioral testing. We will use behavioral testing to relate to how a software system performs, rather than what it does. The product delivery process which implements this paradigm is based on market-driven product development, using filters to build quality into deliverables, and designing quality into software products at the outset. The process is based on constant feedback and continuous process improvement. Most companies are attempting to move from the first approach to the second. Almost all quality initiatives are based on the second approach, so we will present that approach as the basic method for improving the quality of products. In addition, we will present a preliminary view of the new paradigm and show why it works and what a tremendous positive impact it can have on software quality-and on cost and schedule. Although software development and testing concepts can quickly become very complex, we attempt to keep this book as an easy-to-follow training guide that offers traditional quality assurance activities and core elements of testing required to improve the quality of the products. In addition, we will provide new definitions of software quality and show techniques for achieving a higher level of quality than has been previously possible for most companies. In order to keep these techniques simple, some of them may appear dated; others may have different names and definitions from the standard. We will try to state the pro's and con's of each of these and provide ref- erences to sources of the various approaches. A lot of what we present will be in the spirit of the quality concepts of W. Edwards Deming as described by Hahn (1995). You may be surprised to find that when these concepts are actually laid alongside the traditional software quality practices, they become very controversial. They have a major impact on the con- cepts of inspections, application of statistical quality control, inferential statis- tics as opposed to analytical statistics (case studies), software development strategies, life cycle models, software delivery systems, and testing. There is a temptation to take each of the traditional and new testing tech- niques and critique them in terms of our new paradigm, but that would go beyond the purpose of this book. This book is mainly about quality and quality processes and not about testing. Many of the testing concepts summarized in this book are considered to be dated. Newer concepts, such as those found in Beizer (1991, 1995), come from the current refereed literature. Unfortunately, they are also based on the fact that the code must be taken as it has been programmed and tested in that state. Our approach shows that much of what the new test techniques test for can be designed out. Many of the new techniques do not test against interface stan- dards such as Microsoft® Windows®, etc. Nor do they test for problems related to event-driven environments. With good design, it is possible to make an entire software system deterministic rather than stochastic. This makes it possible to predict and create whatever condition you want to examine. Because of the extreme importance of management commitment and disci- pline within the framework of the new paradigm, the book will outline the importance of managing software development and provide a strategy for doing so. Apart from this, there will be no general discussions of personnel manage- ment, statistical quality control, or the concepts of code complexity or estimation. We will present a software development strategy which provides the basis for the new software development paradigm. The book will present information in layers. Rather than trying to cover all aspects of a topic in one place, the book presents information in small, nonintim- idating chapters. In addition, there is a chapter on the relationship among total quality management and our concepts of software quality, managing risks, and the use of the new paradigm to increase quality. The most important aspect of this book is that each chapter contains detailed instructions on how to conduct some of the activities discussed and each chapter can be read independently. This calls for some duplication of terms and ideas throughout the book. An introductory chapter on the techniques for process assurance is followed by a chapter on product assurance, techniques for product assurance, and plan- ning and organization. Chapters 3 through 6 cover software quality assurance, software quality standards, an overview of test cycles, and test planning. Chap- ter 6 gives details on how to develop a test plan and test cases. Samples, outlines, and templates for a test plan and a test case are included. The two chapters that follow discuss software quality assurance reviews and basic concepts of software measurement. Chapter 7 outlines objectives, techniques, and guidelines for con- ducting successful quality assurance reviews. Chapter 8 focuses on how to start a measurement program, important issues, and some of the most commonly used engineering measures in the software. Chapter 9 presents a seven-step process improvement road map, with details on activities to be performed and other con- siderations. Chapter 10 discusses standards and evaluation of the software development process in the context of ISO 9000-3 and SEI maturity model. The final chapter addresses the process of achieving total quality management and how to minimize the risks involved in developing quality products. The Appendix provides various checklists that can be used in their present format or customized, depending on your needs and the size of your project. If these checklists are enhanced by defining the "quality" and "accuracy" required for each item, then these checklists become filters. The Appendix also includes a description of some front-end filters and an example of the Configuration Control Board Impact Assessment document, which can be extremely useful in helping manage change. The accompanying DOS-format diskette duplicates the content of the Appendix for use on your Mac or PC in three word-processing programs: WordPerfect® 5.1 for Windows, Microsoft Word® 5.1 for Macintosh®, and Microsoft Word 2.0 for Windows. The files are separated in two portions: "Templates/Checklists" and "Descriptions of Front-End Filters for Product Deliv- ery Process." The WordPerfect files have the extension .wp, the Microsoft Word for Windows files have the extension .msw, and the Word for Mac files have the extension .mac. Inroads to Software Quality is based on our experience over many years and the input of a large number of individuals and organizations. We therefore have not attempted to tie all the concepts back to a particular person or refer- ence. Where we think you might benefit from additional reading, we have pro- vided references. In summary, this book is intended to appeal to a broad range of readers, including: individuals with little computer background wanting to begin a quality assurance program those with testing backgrounds who want advice as to how to implement an effective testing program testing personnel who wish a quick overview of the testing field programmers who want to improve the quality of their code software developers and architects who want to improve the quality of their software architectures and designs software managers who wish to install a measurement program to help them evaluate their quality processes high-level managers, middle-level managers, and software managers who wish to implement an effective quality program wherein quality is defined from a marketability point of view and is designed in at the start There should be no need for prerequisites to be able to read this book. But the reader should have an orientation or context based on software quality. Even in Chapter 2, where simple program structures are presented, the reader should be able to relate these to any process: cooking recipes, instructions for operating or building some device, directions for how to get from one place to another, etc. A Software Glossary with Commentary is at the end of the book to help you understand the material better and to provide quick summaries of specific topics. Acknowledgments Many people contributed to the ideas in this book. Others helped us evaluate the accuracy and readability of the various parts of the book. Still others read and disagreed with us, especially in the more "novel" concepts of the new paradigm, helping us make more precise the arguments and examples we have presented. We would especially like to thank Digital Technology International, where our product development process and the front-end filters were implemented and validated. We would not have been able to validate the success of the new para- digm without their cooperation and support. Our special thanks go to Linda Hayes for her input to the chapter on auto- mated testing and to Nate Oldham for drawing most of the diagrams in Chapter 2. We would also like to thank Karen Snow, Estella Weems, Cindy Snow of Intel, Shauna Frandsen and Tracy Weymouth of Digital Technology Interna- tional, and Amy Buckwalter of Utah County Journal. Thanks also go to Connie Marchewka of Texas Instruments for providing us with information on TI's award-winning quality programs, Nancy Cadjun for technical writing, and Cem Kaner for reviewing and giving feedback on vendor-supplier legal issues. Finally, we wish to acknowledge our publisher, Bernard Goodwin, and our production editor, Jane Bonnell, and to thank them for their patience and guidance.


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         Book Review

Inroads to Software Quality: "How to" Guide and Toolkit
- Book Reviews,
by Alka Jarvis

Inroads to Software Quality: "How to" Guide and Toolkit

FROM THE PUBLISHER

Build in the Quality--Right from the Start!


Traditionally, software developers have not concerned themselves with quality issues until products were at the end of their coding cycles. Now, by applying Dr. W. Edwards Deming's chain approach, developers can plan for quality from the very beginning and implement it throughout the entire course of development.


The methods presented in Inroads to Software Quality will put you on the road to quality certification under:



ISO 9000
Six Sigma
SEI CMM levels 1￯﾿ᄑ5
The Malcolm Baldrige National Quality Awards

The Product Delivery Process that lies at the heart of Inroads to Software Quality is self-correcting, market-driven, and customer-oriented. By focusing on Behavioral Testing--in place of traditional functional testing--you can make ongoing evaluation part of the cycle of continuous quality.


Inroads to Software Quality presents approximately 18 quality filters that provide timely and efficient feedback during all phases of development. You will learn how to adapt these filters to your own organization and products with a minimum of waste and rework. The flexibility of this approach allows it to be phased in gradually, without immediately dismantling your organization's existing structure.


The key themes of Process Assurance and Product Assurance underlie every aspect of the book. Individual sections offer thorough coverage of test planning and cycles; outsourcing; quality assurance standards, metrics, and reviews; and the standards and evaluation methods of the most popular quality assurance certifications.


The book's Process Improvement Roadmap explains the seven crucial steps for process improvement and presents a detailed plan for implementing them. Dozens of checklists and templates help you put the material to work right away. The accompanying diskette provides these checklists and a description of the major filters. It includes the configuration board impact assessment filter, criteria for code audits, the code audit filter, and much more!


Best of all, the authors present their concepts in a simple, user-friendly style. No statistics, no equations, just practical step-by-step explanations to help you make software development both more efficient and more responsive to user needs.


(include DISKETTE LOGO on cover)


SYNOPSIS

Build in the Quality—Right from the Start!Traditionally, software developers have not concerned themselves with quality issues until products were at the end of their coding cycles. Now, by applying Dr. W. Edwards Deming's chain approach, developers can plan for quality from the very beginning and implement it throughout the entire course of development. The methods presented in Inroads to Software Quality will put you on the road to quality certification under: *ISO 9000 *Six Sigma *SEI CMM levels 1￯﾿ᄑ5 *The Malcolm Baldrige National Quality Awards The Product Delivery Process that lies at the heart of Inroads to Software Quality is self-correcting, market-driven, and customer-oriented. By focusing on Behavioral Testing—in place of traditional functional testing—you can make ongoing evaluation part of the cycle of continuous quality. Inroads to Software Quality presents approximately 18 quality filters that provide timely and efficient feedback during all phases of development. You will learn how to adapt these filters to your own organization and products with a minimum of waste and rework. The flexibility of this approach allows it to be phased in gradually, without immediately dismantling your organization's existing structure. The key themes of Process Assurance and Product Assurance underlie every aspect of the book. Individual sections offer thorough coverage of test planning and cycles; outsourcing; quality assurance standards, metrics, and reviews; and the standards and evaluation methods of the most popular quality assurance certifications. The book's Process Improvement Roadmap explains the seven crucial steps for process improvement and presents a detailed plan for implementing them. Dozens of checklists and templates help you put the material to work right away. The accompanying diskette provides these checklists and a description of the major filters. It includes the configuration board impact assessment filter, criteria for code audits, the code audit filter, and much more! Best of all, the authors present their concepts in a simple, user-friendly style. No statistics, no equations, just practical step-by-step explanations to help you make software development both more efficient and more responsive to user needs. (include DISKETTE LOGO on cover)

FROM THE CRITICS

Booknews

Explains how software developers can apply Deming's chain approach to plan for quality from the very beginning and implement it throughout the entire course of development. The approach employs a Product Delivery Process that is self- correcting, marketing-driven, and customer oriented; and Behavioral Testing to replace the traditional functional testing and integrate ongoing evaluations into development. Includes a 3.5 disk for popular word processors in DOS, Windows, or Macintosh. Annotation c. by Book News, Inc., Portland, Or.


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